Sending dematerialised instructions perg

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FCA Handbook

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PERG 13FCA regulated activities

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Arranging safeguarding and administration of assets

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This Practice Note sets out the background to, and describes the regulated activities relating to the sending of dematerialised instructions under article
Sending instructions on behalf of another is a regulated activity, as is causing such instructions to be sent if the person causing the sending is a
What perg 8? PERG 8.1 Application and purpose This chapter applies to persons who need to know whether their communications are subject to or comply with the Act . It also helps them decide whether their activities in making or helping others to make financial promotions are regulated activities. PERG 8.1.1A G 28/02/2014.
causing dematerialised instructions to be sent. the regulated activity, specified in article 45(2) of the Regulated Activities Order,
Sending dematerialised instructions is a regulated activity under article 45 of the Guidance in the FCA’s Perimeter Guidance manual (PERG) states that a

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